This course covers the basic concepts of regulatory compliance and risk management and how to: identify the compliance obligations of an enterprise; assess the legal risks associated with these obligations; build a compliance and ethics program that effectively mitigates these risks; roll out an effective program; develop appropriate audit procedures to analyze program effectiveness; correct and improve organizational operations by follow-up monitoring, process change, and education; and lead a response to a regulatory audit or investigation, all while generating value through compliance and ethics.
Tom Fox is the Compliance Evangelist™ and the Voice of Compliance.
Tom is literally the guy who wrote the book on compliance with his seminal one volume book “The Compliance Handbook, 2nd edition” published in June 2021. Additionally, Tom has authored 19 books on business leadership, compliance and ethics and corporate governance, including the international best-sellers “Lessons Learned on Compliance and Ethics” and “Best Practices Under the FCPA and Bribery Act” as well as his award-winning series Fox on Compliance.
Tom is the Voice of Compliance, having founded the only podcast network in compliance, the award-winning Compliance Podcast Network. He is also a member of the C-Suite Radio Network. He can be reached at email@example.com. (From Prof. Fox's LinkedIn)
These study aids are available online. Please click the hyperlinked title to view them. For instructions on how to use the specific platforms, including troubleshooting, please view Andy Dorchak's Study Aids Research Guide.
Computer-Aided Legal Instruction (CALI) requires an authorization code to use. If you do not have a CALI account, please contact Kieran Layton or the reference desk for assistance.